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Riddle Compliance
Riddle Compliance

Consumer Finance

regulatory compliance for CFPB-regulated financial services firms

Community banks and non-bank financial firms, particularly those regulated by the CFPB, face stringent regulatory requirements to ensure consumer protection, transparency, and ethical business practices. Managing these obligations necessitates robust compliance frameworks encompassing thorough policies and procedures, regular internal audits, third-party due diligence, fraud monitoring, and other critical business practices.

Riddle Compliance provides comprehensive regulatory compliance consulting specifically for CFPB-regulated entities. Our services include:

  • Outsourced Chief Compliance Officer (OCCO): Expert oversight for compliance operations.
  • Regulatory Mapping Advisory: Providing growing organizations with advisory on the regulatory landscape. 
  • CFPB Compliance Training and Education: Empowering staff with critical insight into CFPB concepts. 
  • CFPB Readiness Reviews: Strategic advice to stay abreast of CFPB regulatory matters. 
  • Regulatory Compliance Advisory: Guidance to navigate the complex regulatory environment.
  • Monitoring and Internal Auditing: Objective audits to identify and address compliance risks and gaps.
  • Risk Mitigation Initiatives: Strategies to reduce operational and compliance risks.

At Riddle Compliance, our primary objective is to provide CFPB-regulated firms with a robust suite of tools and expert guidance crucial for maintaining compliance and effectively managing risks. We understand that each financial firm has unique operational characteristics and compliance needs. Therefore, we offer customized tools and solutions designed to address the specific challenges and regulatory requirements of your business. Our team comprises seasoned professionals with deep knowledge of CFPB regulations. This expertise allows us to offer insights and strategies that are not only compliant with current regulations but are also adaptable to future changes and updates in the regulatory landscape.

We recognize that effective compliance goes hand in hand with risk management. Our services include the development and implementation of risk assessment methodologies and mitigation strategies to identify potential compliance risks and minimize their impact on your operations. As such, contact us to learn more about CFPB consulting services and solutions.