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CFPB Readiness Assessments for Small-Dollar Lenders

Small-dollar lenders are required to comply with the Consumer Financial Protection Bureau (CFPB) to avoid enforcement actions and fines. Payday, installment, and car title lenders must devise effective compliance management systems and risk-mitigation initiatives to ensure applicable regulations are a part of operational processes. Riddle Compliance routinely assists small-dollar lenders…

Compliance Considerations for Small-Dollar Lenders

Short-term, small-dollar financial services organizations, such as payday lenders, installment loan lenders, and car title lenders are in the wake of burgeoning oversight from the Consumer Financial Protection Bureau (CFPB). Lenders in these industries must shift their attention to potential risks involving all operational aspects of a loan cycle. Lenders…

Fintechs: Navigating the Uncertainty of Regulatory Compliance

Fintechs struggle with a highly complex regulatory landscape. This industry has no "fintech-specific" compliance framework, but all organizations' operations will almost certainly fall within the preview of various regulatory bodies. What's more, companies are required to register and comply with requirements defined by one or several of these regulatory entities.…

Ethics and Compliance Consulting: Developing a Compliance Program under a Non-Prosecution Agreement or Deferred Prosecution Agreement

Landing in the claws of justice for white-collar crimes is a precarious situation for any corporate entity. In addition to paying hefty fines or even facing the risk of business closure, a company's brand image is put on the line. Over the recent years, the government has issued a high…

How to Prevent the Risk of a Corporate Integrity Agreement

Fraudulent claims in the health sector range from falsely billing for several thousand dollars to million-dollar kickback schemes for medical equipment. Although it's unclear whether the pandemic has fueled these claims, they are at a peak high, with a recent government report indicating the discovery of fraudulent claims worth hundreds…